Broker Dealer Auditors

It’s Important to Hire Experts

Alvarez & Associates provides certified report services to securities broker–dealers across the country, from one-man shops to complex firms with multi-state operations.

We Know the Securities Industry

And we’re knowledgeable and friendly too. With our very low personnel turnover, you’ll appreciate seeing familiar faces year after year.

We’ve developed proficiencies and efficiencies

Our turnaround time is quick, and our fees are reasonable; in fact they're as low as we can make them while still following all the rules and regulations.

Get a BD audit fee quote


Cal. Civ. Code § 1798.102 - Do Not Sell My Personal Information